Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric David AndersonCountry Capital Management CompanyThrivent Investment Management Inc.$2501-04-2017
Tanya Marie AdamsCountry Capital Management CompanyHD Vest Investment Services12-20-2016
Joshua A. WilliamsCountry Capital Management CompanyEdward Jones11-23-2016
Brock Allen WestbrookCountry Capital Management CompanyMidwestern Securities Trading Company, LLC10-13-2016
Nathaniel Howard HenrichsCountry Capital Management CompanyRaymond James Financial Services, Inc.10-07-2016
Neal Trenton BeerCountry Capital Management CompanyMidwestern Securities Trading Company, LLC$2506-30-2016
Scott David LovejoyCountry Capital Management CompanyAmericafirst Securities, Inc.05-04-2016
Pamela Ann MccloskeyCountry Capital Management CompanyThrivent Investment Management Inc.02-12-2016
Aurelio VillaCountry Capital Management CompanyPFS Investments Inc.01-26-2016
Sean Patrick LeedersCountry Capital Management CompanyEdward Jones10-29-2015
Matthew J KuntzCountry Capital Management CompanyMidwestern Securities Trading Company, LLC$5010-19-2015
Christine Marie SwiftCountry Capital Management CompanyM Holdings Securities, Inc.09-28-2015
Shawn P ParshCountry Capital Management CompanyMutual of Omaha Investor Services, Inc.01-21-2015
Jeffrey Allan Cutler Sr.Country Capital Management CompanyThrivent Investment Management Inc.01-19-2015
Eric William HarrisCountry Capital Management CompanyWells Fargo Clearing Services, LLC12-04-2014
David Steven PhillipsCountry Capital Management CompanyAllstate Financial Services, LLC$16311-01-2014
Scott JensenCountry Capital Management CompanyCUNA Brokerage Services, Inc.$110-23-2014
Nathan Ryan ClementzCountry Capital Management CompanyThrivent Investment Management Inc.09-22-2014
Ronald Edward ParylCountry Capital Management CompanyVALIC Financial Advisors, Inc.09-12-2014
William James MurphyCountry Capital Management CompanyPFS Investments Inc.07-31-2014
Phillip SimoncelliCountry Capital Management CompanyJ.P. Morgan Securities LLC06-11-2014
Jacqueline Beth VanderlaanCountry Capital Management CompanyCetera Investment Services LLC04-21-2014
Sean Michael LeeCountry Capital Management CompanyNorthwestern Mutual Investment Services, LLC11-27-2013
Alfred Yanez IIICountry Capital Management CompanyNYLIFE Securities LLC11-19-2013
Lauren Jeanette FreebernCountry Capital Management CompanyWaddell & Reed10-31-2013
Next Page »

Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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