Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Joseph Legner Jr.Country Capital Management CompanyAllstate Distributors, L.L.C.04-30-2010
David Steven PhillipsCountry Capital Management CompanyAllstate Financial Services, LLC11-01-2014
Scott David LovejoyCountry Capital Management CompanyAmericafirst Securities, Inc.05-04-2016
Brett R. RiekenaCountry Capital Management CompanyAXA Advisors, LLC05-12-2011
Bret Louis BrizzolaraCountry Capital Management CompanyChase Investment Services Corp.07-19-2011
Gwendolyn Ginell ShawCountry Capital Management CompanyChase Investment Services Corp.03-11-2009
Steven D StrohCountry Capital Management CompanyCommerce Brokerage Services, Inc.05-30-2019
Scott JensenCountry Capital Management CompanyCUNA Brokerage Services, Inc.10-23-2014
Joshua A. WilliamsCountry Capital Management CompanyEdward Jones11-23-2016
Anthony Joseph MunnoCountry Capital Management CompanyFarmers Financial Solutions, LLC09-06-2012
Tammy Rose DouthitCountry Capital Management CompanyFifth Third Securities, Inc.09-30-2010
Robert Eugene Christensen Jr.Country Capital Management CompanyFirst Trust Portfolios L.P.03-26-2009
Phillip SimoncelliCountry Capital Management CompanyJ.P. Morgan Securities LLC06-11-2014
Neal Trenton BeerCountry Capital Management CompanyMidwestern Securities Trading Company, LLC$2506-30-2016
Matthew J. KuntzCountry Capital Management CompanyMidwestern Securities Trading Company, LLC10-19-2015
Zachary C. YoungbloodCountry Capital Management CompanyMML Investors Services, LLC07-12-2011
Timothy James HrankaCountry Capital Management CompanyMML Investors Services, LLC01-07-2011
Matthew C. WruckCountry Capital Management CompanyNorthern Trust Securities, Inc.$2505-19-2009
Alfred Yanez IIICountry Capital Management CompanyNYLIFE Securities LLC11-19-2013
Brant Jason SpreitzerCountry Capital Management CompanyNYLIFE Securities LLC09-24-2010
Dave James KellerCountry Capital Management CompanyNYLIFE Securities LLC12-16-2009
Robert Keith SamuelsCountry Capital Management CompanyOneAmerica Securities, Inc.11-14-2011
Kristofer G. GoergenCountry Capital Management CompanyPNC Investments04-20-2011
Garett Ross MoffettCountry Capital Management CompanyPruco Securities, LLC.09-16-2011
Nathaniel H HenrichsCountry Capital Management CompanyRaymond James Financial Services, Inc.10-07-2016
Next Page »

Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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