Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Yanez IIICountry Capital Management CompanyNYLIFE Securities LLC11-19-2013
Anthony Joseph MunnoCountry Capital Management CompanyFarmers Financial Solutions, LLC$50009-06-2012
Aurelio VillaCountry Capital Management CompanyPFS Investments Inc.01-26-2016
Brant Jason SpreitzerCountry Capital Management CompanyNYLIFE Securities LLC09-24-2010
Bret Louis BrizzolaraCountry Capital Management CompanyChase Investment Services Corp.07-19-2011
Brett R. RiekenaCountry Capital Management CompanyAXA Advisors, LLC05-12-2011
Brock Allen WestbrookCountry Capital Management CompanyMidwestern Securities Trading Company, LLC$24010-13-2016
Christine Marie SwiftCountry Capital Management CompanyM Holdings Securities, Inc.09-28-2015
Cody John BehrensCountry Capital Management CompanyPNC Investments05-03-2019
Conner Chance ReuterCountry Capital Management CompanyTD Ameritrade, Inc.06-03-2019
Dave James KellerCountry Capital Management CompanyNYLIFE Securities LLC$10012-16-2009
David DesantiagoCountry Capital Management CompanyChase Investment Services Corp.09-15-2011
David Steven PhillipsCountry Capital Management CompanyAllstate Financial Services, LLC$16311-01-2014
Debbie D BrooksCountry Capital Management CompanyCitizens Securities, Inc.$10004-09-2009
Dustin Troy SnellCountry Capital Management CompanyState Farm VP Management Corp.06-29-2010
Edward Joseph Legner Jr.Country Capital Management CompanyAllstate Distributors, L.L.C.04-30-2010
Elizabeth Anne HouserCountry Capital Management CompanyThrivent Investment Management Inc.03-22-2011
Eric David AndersonCountry Capital Management CompanyThrivent Investment Management Inc.$25001-04-2017
Eric William HarrisCountry Capital Management CompanyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-04-2014
Gary John BronnerCountry Capital Management CompanyU.S. Bancorp Investments, Inc.$50009-04-2012
Gwendolyn Ginell ShawCountry Capital Management CompanyChase Investment Services Corp.$10003-11-2009
Jacqueline Beth VanderlaanCountry Capital Management CompanyCetera Investment Services LLC04-21-2014
James Andrew WilliamsCountry Capital Management CompanyW&S Brokerage Services, Inc.12-05-2012
Jeffrey Allan CutlerCountry Capital Management CompanyThrivent Investment Management Inc.01-19-2015
Jonathan GonzalezCountry Capital Management CompanyChase Investment Services Corp.02-24-2010
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.