Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neel Ghanshyam PatelEdward JonesEdward Jones$15010-17-2019
Benjamin Joseph KrichEdward JonesStifel, Nicolaus & Company, Incorporated10-11-2019
John Lewis ReynoldsEdward JonesMidwestern Securities Trading Company, LLC08-16-2019
Samantha Dawn OwensEdward JonesBMO Harris Financial Advisors, Inc.$108-09-2019
Joseph Francis DomekEdward JonesCambridge Investment Research, Inc.07-19-2019
Shane Adam ToddEdward JonesMidwestern Securities Trading Company, LLC06-28-2019
Jason C. O'BrienEdward JonesMidwestern Securities Trading Company, LLC06-14-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Daniel David RadcliffEdward JonesJ.P. Morgan Securities LLC02-21-2019
Susan Joy LyonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2018
Anthony James PappasEdward JonesScottrade, Inc.06-22-2018
Jerry Dale LawheadEdward JonesFifth Third Securities, Inc.$15006-01-2018
Matthew T SchroederEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Tom Jason CowellEdward JonesLPL Financial LLC$1004-20-2018
Roy Alan MasonEdward JonesThrivent Investment Management Inc.$1003-23-2018
Jeremy T. DowninEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Bradley Carson ClarkEdward JonesKeystone Financial Group, LLC01-26-2018
Michael G. EckardtEdward JonesMidwestern Securities Trading Company, LLC12-21-2017
Justin Allen WeberEdward JonesAmerican Funds Distributors, Inc.11-22-2017
Denise Ann ArendellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
Stuart SwallsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2017
Joel David PierceEdward JonesMidwestern Securities Trading Company, LLC02-17-2017
Michael Kenneth ColdwellEdward JonesCUNA Brokerage Services, Inc.$5001-06-2017
Jeff Gerard PratlEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.