Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad Michael WeigleEdward JonesCountry Capital Management Company02-17-2009
Jason T GuntherEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2009
Nicholas G. FronteraEdward JonesChase Investment Services Corp.06-15-2009
Robert Andrew McClerrenEdward JonesU.S. Bancorp Investments, Inc.09-18-2009
Joshua Robert KubiakEdward JonesChase Investment Services Corp.11-23-2009
Robert J. KrygsheldEdward JonesChase Investment Services Corp.04-12-2010
James Joseph DuncanEdward JonesAdvanced Equities, Inc.06-10-2011
Patrick TerrazzanoEdward JonesFidelity Brokerage Services LLC09-08-2011
Jeffery Stewart MillerEdward JonesU.S. Bancorp Investments, Inc.$2509-23-2011
John Mitchell RyanEdward JonesLPL Financial LLC$10010-14-2011
Robert Joseph DiazEdward JonesWaddell & Reed11-07-2011
Christopher Jon CurranEdward JonesLincoln Financial Distributors, Inc.02-13-2012
Shawn Daniel RooneyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-22-2012
Jonathan D. GrahamEdward JonesMorgan Stanley08-17-2012
Patrick M. FoleyEdward JonesAIG Capital Services, Inc.10-19-2012
David Caleb HughesEdward JonesLPL Financial LLC12-10-2012
Jacquelyn Kelly SchmidtEdward JonesRaymond James Financial Services, Inc.01-22-2013
David Joel WinesEdward JonesMidwestern Securities Trading Company, LLC$2509-23-2013
Ramon Asprer Lopez Jr.Edward JonesNew England Securities11-08-2013
William Eric SandersEdward JonesVALIC Financial Advisors, Inc.11-07-2014
Mantas TautkusEdward JonesUBS Financial Services Inc.12-05-2014
Daryk Lance BraytonEdward JonesLPL Financial LLC$1004-10-2015
Michael Douglas HadleyEdward JonesWells Fargo Clearing Services, LLC04-27-2015
Marilyn Dianne BurrellEdward JonesCUNA Brokerage Services, Inc.$1005-29-2015
Anthony J. PacioneEdward JonesNYLIFE Securities LLC07-14-2015
Next Page »

Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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