Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia Renee OglesbyEdward JonesState Farm VP Management Corp.01-05-2016
Anthony J. PacioneEdward JonesNYLIFE Securities LLC07-14-2015
Anthony James PappasEdward JonesScottrade, Inc.06-22-2018
Anthony L Santucci Jr.Edward JonesTD Ameritrade Investment Management, LLC$25009-27-2010
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2019
Benjamin Joseph KrichEdward JonesStifel, Nicolaus & Company, Incorporated10-11-2019
Bob MeyersEdward JonesLaSalle St. Securities$10010-19-2018
Bradley Carson ClarkEdward JonesKeystone Financial Group, LLC01-26-2018
Brenda Lee BruggerEdward JonesCetera Investment Services LLC$15011-16-2015
Brian Arthur WendtEdward JonesFirst Analysis Securities Corporation$10004-18-2011
Calvin NeemanEdward JonesLPL Financial LLC$24004-18-2016
Chad Michael WeigleEdward JonesCountry Capital Management Company$10002-17-2009
Christopher Jon CurranEdward JonesLincoln Financial Distributors, Inc.$10002-13-2012
Christopher Michael MoneEdward JonesUBS Financial Services Inc.$25004-26-2013
Daniel David RadcliffEdward JonesJ.P. Morgan Securities LLC02-21-2019
Daryk Lance BraytonEdward JonesLPL Financial LLC$10004-10-2015
David Caleb HughesEdward JonesLPL Financial LLC$25012-10-2012
David Joel WinesEdward JonesMidwestern Securities Trading Company, LLC$25009-23-2013
David Victor RashidEdward JonesMorgan Stanley$50001-06-2012
Denise Ann ArendellEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-17-2017
Dennis George Dine Jr.Edward JonesTJM Investments, LLC01-05-2015
Erica Burgland GuntherEdward JonesMorgan Stanley$10011-30-2015
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Jackson Herman Vandiver IVEdward JonesChase Investment Services Corp.02-25-2011
Jacquelyn Kelly SchmidtEdward JonesRaymond James Financial Services, Inc.01-22-2013
Next Page »

Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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