Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel James CaseyFSC Securities CorporationWaterstone Financial Group, Inc.08-28-2009
Jack Elio TosettiFSC Securities CorporationAdvantage Capital Corporation$2502-27-2009
James Aram Boyajian IIIFSC Securities CorporationWaterstone Financial Group, Inc.09-04-2009
James Arthur Vaughn Jr.FSC Securities CorporationRaymond James Financial Services Advisors, Inc09-21-2011
Jeffry Alan SannesFSC Securities CorporationLong Grove Trading Co.07-27-2009
Jessica J WanekFSC Securities CorporationLong Grove Trading Co.08-24-2009
John Byard Keener IIIFSC Securities CorporationMetLife Securities Inc.$1009-03-2015
Kevin Patrick WallFSC Securities CorporationMetLife Securities Inc.$5009-03-2015
Michael Thomas LandFSC Securities CorporationWaterstone Financial Group, Inc.08-28-2009
Nancy Louise HerringFSC Securities CorporationThe Strategic Financial Alliance, Inc.07-01-2011
Robert John Welsch Jr.FSC Securities CorporationQA3 Financial Corp.02-07-2011
Ronald Peter RotiFSC Securities CorporationWaterstone Financial Group, Inc.09-08-2009
William Edward CoxFSC Securities CorporationWaterstone Financial Group, Inc.08-24-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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