Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Robert SchroederFidelity Brokerage Services LLCTD Ameritrade, Inc.07-22-2020
Heather Lynn ClarkFidelity Brokerage Services LLCUBS Financial Services Inc.04-10-2020
Kevin Michael FahyFidelity Brokerage Services LLCWoodbury Financial Services, Inc.03-30-2020
Michael Albert HowlettFidelity Brokerage Services LLCJ.P. Morgan Securities LLC01-29-2020
Julianne Marie MelulisFidelity Brokerage Services LLCMorgan Stanley12-19-2019
Lisette RomanFidelity Brokerage Services LLCEdward Jones11-06-2019
Anthony L. CatalanoFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.10-01-2019
Christopher Michael WursterFidelity Brokerage Services LLCGoldman Sachs & Co.09-23-2019
Douglas J. PhillipsFidelity Brokerage Services LLCFifth Third Securities, Inc.08-22-2019
Whitney Jill IbarraFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-16-2019
Sagar ShethFidelity Brokerage Services LLCMorgan Stanley07-11-2019
Jeffrey D. VaughnFidelity Brokerage Services LLCJ.P. Morgan Securities LLC06-20-2019
Alexandra Nichole CampbellFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Joseph Vincent FlamerFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2019
Reed P CarmichaelFidelity Brokerage Services LLCJ.P. Morgan Securities LLC05-22-2019
Amy L. FarberFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Adam Beckett KlopfensteinFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Melissa A ValdFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC04-04-2019
Nicholas Joseph AlvaradoFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Anthony L Santucci Jr.Fidelity Brokerage Services LLCLPL Financial LLC$5001-11-2019
David M. HembergerFidelity Brokerage Services LLCTD Ameritrade, Inc.11-20-2018
Robert Dale SpiresFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-24-2018
Vivek ThayalanFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2018
Ryan Patrick VandenbergFidelity Brokerage Services LLCTD Ameritrade, Inc.07-10-2018
William Frederick BrockobFidelity Brokerage Services LLCJ.P. Morgan Securities LLC05-25-2018
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.