Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Attila GacsFifth Third Securities, Inc.Ausudal Financial Partners, Inc.$1006-10-2019
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Advisers LLC$1006-04-2019
Kevin Robert OsbornFifth Third Securities, Inc.Cetera Investment Advisers LLC06-04-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Paul William MozisFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Shahzad ShamsuddinFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Nathan C ScholesFifth Third Securities, Inc.Cetera Advisor Networks LLC03-30-2018
Donald Gene HeatherlyFifth Third Securities, Inc.Northern Trust Securities, Inc.03-22-2018
Mark Joseph WyrobekFifth Third Securities, Inc.B. C. Ziegler and Company03-07-2018
Sean Michael MyersFifth Third Securities, Inc.Ivy Distributors, Inc.01-16-2018
Marion Jay TuckerFifth Third Securities, Inc.Cetera Investment Services LLC$5001-12-2018
Richard KuzniarFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.$10010-16-2017
Robert P HaugFifth Third Securities, Inc.PNC Investments07-06-2017
James J FalcioneFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.06-15-2017
Douglas J PhillipsFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$105-03-2017
Eric Christian AndersFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.04-19-2017
Stewart Earl SchraderFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.$15003-22-2017
Timothy John PesterFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC01-20-2017
Dennis Matthew BreierFifth Third Securities, Inc.Fairwater Wealth Management11-10-2016
Craig R MilkintFifth Third Securities, Inc.PNC Investments$109-28-2016
Vincent Curtis ArmandFifth Third Securities, Inc.J.P. Morgan Securities LLC06-28-2016
Rodney John DeckerFifth Third Securities, Inc.J.P. Morgan Securities LLC06-21-2016
Gualberto MonarrezFifth Third Securities, Inc.J.P. Morgan Securities LLC04-14-2016
Jonathan Schiefer MrowiecFifth Third Securities, Inc.Morgan Stanley03-25-2016
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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