Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Services LLC$1006-04-2019
Anthony Attila GacsFifth Third Securities, Inc.Ausdal Financial Partners, Inc.$1006-10-2019
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Bruce Allen CorsaroFifth Third Securities, Inc.PNC Investments01-14-2015
Christopher Matthew JordanFifth Third Securities, Inc.J.P. Morgan Securities LLC03-13-2019
Christopher StoecklinFifth Third Securities, Inc.PNC Investments04-04-2014
Craig R. MilkintFifth Third Securities, Inc.PNC Investments09-28-2016
Dominic Anthony DefazioFifth Third Securities, Inc.FirstMerit Financial Services, Inc01-31-2011
Douglas J. PhillipsFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC05-03-2017
Eric Christian AndersFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.04-19-2017
Fredric Raymond HoffmanFifth Third Securities, Inc.Securities America, Inc.$2502-23-2009
Gerald Allan GilbertsonFifth Third Securities, Inc.Citigroup Global Markets Inc.01-15-2010
James Gordon BelowFifth Third Securities, Inc.U.S. Bancorp Investments, Inc.$5005-21-2015
James Michael GabrielFifth Third Securities, Inc.PNC Investments05-28-2010
Jason Andrew ToshFifth Third Securities, Inc.Ameriprise Financial Services, Inc.09-09-2009
Jonathan Edward PrellFifth Third Securities, Inc.J.P. Morgan Securities LLC05-12-2015
Jonathan Erik JamesFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.07-30-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
Juan Carlos AguilarFifth Third Securities, Inc.Edward Jones11-13-2012
Kristie Joelle CurtissFifth Third Securities, Inc.PNC Investments04-04-2014
Lori Jane GalbraithFifth Third Securities, Inc.LPL Financial LLC05-29-2019
Luis ChavezFifth Third Securities, Inc.Chase Investment Services Corp.09-27-2012
Marc Joseph HollendonerFifth Third Securities, Inc.Wells Fargo Clearing Services, LLC$2505-26-2015
Marion J. TuckerFifth Third Securities, Inc.Cetera Investment Services LLC$5001-12-2018
Marion John CharickiFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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