Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas James WalkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Sarkis LandhorianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$103-06-2019
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Joon K. ChoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-19-2018
Michael Patrick DowdJ.P. Morgan Securities LLCEdward Jones09-12-2018
Fred George Schoenfeld IIJ.P. Morgan Securities LLCAXA Advisors, LLC08-09-2018
Rebecca Morgan BusalacchiJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC07-02-2018
Meghavi Damani RoseanJ.P. Morgan Securities LLCCitizens Securities, Inc.06-28-2018
Vincent Harambasic IIIJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2018
John Michael StokenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-11-2017
Nicholas David PacentiJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-11-2017
Daryl Joseph MartinJ.P. Morgan Securities LLCBancWest Investment Services, Inc.11-28-2017
John Francis RobinsonJ.P. Morgan Securities LLCFTN Financial Securities Corp$5011-14-2017
Michael Joseph GeorgalasJ.P. Morgan Securities LLCFidelity Brokerage Services LLC10-20-2017
Pablo De La Llama De La Llama VJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-25-2017
Terra Ann JahnsJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.08-25-2017
Bryan Adam OkunJ.P. Morgan Securities LLCCarillon Fund Distributors, Inc.$108-17-2017
Michael A. RivotaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2017
Philip Jay TelpnerJ.P. Morgan Securities LLCMorgan Stanley07-06-2017
Ryan Andrew HofgesangJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-03-2017
John Brennan Mcguinness Jr.J.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC06-12-2017
Nicholas Adam DevoreJ.P. Morgan Securities LLCLPL Financial LLC$105-25-2017
John James LeeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2017
Andrew John MccorryJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC04-13-2017
Mitchell Adam DoughertyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-23-2017
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Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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