Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel Antonio JimenezJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC05-20-2019
Douglas J. WalkJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-02-2019
Sarkis LandhorianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2019
Michael Joseph SchodrofJ.P. Morgan Securities LLCGuggenheim Securities, LLC$2502-22-2019
Peter J. WielochaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-20-2019
Timothy James BradleyJ.P. Morgan Securities LLCLPL Financial LLC01-31-2019
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Brett Lee SchulzJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$15012-04-2018
Aram Michael TopalianJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.11-27-2018
Michael William WalbridgeJ.P. Morgan Securities LLCPNC Investments11-13-2018
Safar A. Soltani-SadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Joon K. ChoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-19-2018
Michael Patrick DowdJ.P. Morgan Securities LLCEdward Jones09-12-2018
Cameron Lawrence WheelerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.08-30-2018
Robert FeinbergJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2018
Fred George SchoenfeldJ.P. Morgan Securities LLCAXA Advisors, LLC08-09-2018
Rebecca Morgan BusalacchiJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC07-02-2018
Meghavi Damani RoseanJ.P. Morgan Securities LLCCitizens Securities, Inc.06-28-2018
Kelly C. BraitJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-01-2018
Adam Jacob BermanJ.P. Morgan Securities LLCScottrade, Inc.05-04-2018
Vincent Harambasic IIIJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2018
Alexandro GonzalezJ.P. Morgan Securities LLCEdward Jones03-21-2018
John Michael StokenJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$10012-11-2017
Nicholas David PacentiJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-11-2017
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Showing 1 to 25 of 317 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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