Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel ResnickJ.P. Morgan Securities LLCGoldman Sachs & Co.01-05-2009
Stephanie Lisa DegenJ.P. Morgan Securities LLCMorgan Stanley & Co. LLC02-23-2009
Brock Franklin RennerJ.P. Morgan Securities LLCGoldman Sachs & Co.02-25-2009
Matt Owen WilliamsJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-14-2010
Eric Campbell SutherlandJ.P. Morgan Securities LLCNeuberger Berman BD LLC$5008-26-2010
Albert Kunio Yoshimura JrJ.P. Morgan Securities LLCLoop Capital Markets LLC10-05-2010
John Donald DudekJ.P. Morgan Securities LLCNew England Securities03-16-2011
Ernest Albert NewmanJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$15010-29-2012
Todd Steele HeilbrunnJ.P. Morgan Securities LLCMorgan Stanley$15001-14-2013
Lynn D WinstonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15001-15-2013
James Gerard DaleoJ.P. Morgan Securities LLCWells Fargo Insurance Services Investment Advisors, Inc.03-13-2013
Charles A JohnsonJ.P. Morgan Securities LLCCetera Financial Specialists LLC03-14-2013
Nicole CordonnierJ.P. Morgan Securities LLCPNC Investments04-01-2013
Todd E StewartJ.P. Morgan Securities LLCAccountants Investment Advisory Services, LLC$2207-12-2013
Anthony James PeoplesJ.P. Morgan Securities LLCNational Securities Corporation07-16-2013
Dores DunnJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC$5008-05-2013
David KosobuckiJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$15009-04-2013
Kimberly A OGormanJ.P. Morgan Securities LLCPNC Investments09-17-2013
Fay Fatma EllingJ.P. Morgan Securities LLCFifth Third Securities, Inc.10-04-2013
David M PittsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-05-2013
Qamil DervishiJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-07-2014
Aldin RakovicJ.P. Morgan Securities LLCCitizens Securities, Inc.01-29-2014
Hernand HernandezJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.$2502-17-2014
Lyle T BerksonJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.$5002-28-2014
Brett MartinJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC$2504-14-2014
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.