Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Patricia Mary LorisLPL Financial LLCSecurities America, Inc.$5005-31-2019
Thomas Williams RinekLPL Financial LLCLoria Financial Group, LLC05-10-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2019
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Alton B Raney IILPL Financial LLCKestra Investment Services, LLC$112-07-2018
Robb Alec DejongeLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Robert Lewis FrankLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Gregg Edward VannLPL Financial LLCJames T. Borello & Co.$111-30-2018
Renee R ServisLPL Financial LLCCetera Advisor Networks LLC$2511-30-2018
Marcia Laurene NewkirkLPL Financial LLCCetera Advisor Networks LLC$5011-28-2018
Mark Edwin BehrnsLPL Financial LLCCetera Advisor Networks LLC$111-15-2018
Steven Richard NicholsLPL Financial LLCCetera Advisor Networks LLC$5011-15-2018
Steven David SchollLPL Financial LLCEdward Jones$111-05-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC$111-01-2018
Jennifer Lynne KilbyLPL Financial LLCLiberty Group, LLC$111-01-2018
Robert Scott GrothLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC$110-19-2018
Brian Andrew VossLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Chad I ArseneauLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Kimberly Coulter SheppLPL Financial LLCCetera Advisor Networks LLC$110-19-2018
Michael Joseph DavernLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Tom Michael PrybyloLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Shawn Allen RomanLPL Financial LLCCountry Capital Management Company10-08-2018
Brian Terence AhernLPL Financial LLCTotal Clarity Wealth Management, Inc$15010-01-2018
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Showing 1 to 25 of 448 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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