Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew D ZanowskiLPL Financial LLCSecurities America, Inc.$5009-29-2020
Jeffrey Scott MummaLPL Financial LLCVoya Financial Advisors, Inc.09-25-2020
Christopher James BowmanLPL Financial LLCJ.P. Morgan Securities LLC$15009-09-2020
David Caleb HughesLPL Financial LLCEdward Jones$2509-08-2020
Michael J ReichmanLPL Financial LLCJ.P. Morgan Securities LLC08-17-2020
Lisa Rae CrossLPL Financial LLCEdward Jones08-17-2020
Gregory A WorcesterLPL Financial LLCGEM Financial Advisors, Inc.08-13-2020
Nicholas RamseyLPL Financial LLCNorthwestern Mutual Investment Services, LLC08-03-2020
Adam GhantousLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-06-2020
Steven Lawrence HymanLPL Financial LLCSecurities America, Inc.$15006-30-2020
Felix Efim AisenLPL Financial LLCSecurities America, Inc.$5006-30-2020
Danny Lee SnodgrassLPL Financial LLCMML Investors Services, LLC$5006-30-2020
David Lee TravisLPL Financial LLCMML Investors Services, LLC06-30-2020
Beau M TothLPL Financial LLCEquitable Distributors, LLC06-06-2020
John Anthony RuggieroLPL Financial LLCSagePoint Financial, Inc.06-05-2020
James Michael GabrielLPL Financial LLCFifth Third Securities, Inc.06-04-2020
Michael Stephen KrzywdzinskiLPL Financial LLCSagePoint Financial, Inc.$10006-03-2020
Richard Paul Pucci SrLPL Financial LLCSecurities America, Inc.05-28-2020
Thomas Arthur PotterLPL Financial LLCSecurities America, Inc.$5005-15-2020
Lawrence Jay ColeLPL Financial LLCWells Fargo Clearing Services, LLC$1,00005-15-2020
Zach Michael BromleyLPL Financial LLCWells Fargo Clearing Services, LLC$15005-15-2020
Steven Ray HowardLPL Financial LLCPark Avenue Securities LLC05-11-2020
John Joseph MorganLPL Financial LLCNew England Schooner, Inc.$5004-27-2020
James Caldwell WeltonLPL Financial LLCChapin, Davis$8004-16-2020
Carl Michael Williams JrLPL Financial LLCChapin, Davis$10004-16-2020
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Showing 1 to 25 of 443 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.