Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Jay GibbsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Patrick James MorrisonLPL Financial LLCWells Fargo Clearing Services, LLC$2503-20-2009
George Eric CluttsLPL Financial LLCWells Fargo Clearing Services, LLC03-20-2009
Ryan J DragstremLPL Financial LLCCalamos Financial Services LLC03-31-2009
Bruce David SchroederLPL Financial LLCCitigroup Global Markets Inc.$2505-01-2009
Ernest William Skiles Jr.LPL Financial LLCH&R Block Financial Advisors, Inc.05-08-2009
Michael Edward SullivanLPL Financial LLCPrincipal Securities, Inc.05-13-2009
Matthew Michael AscaridisLPL Financial LLCNational Planning Corporation07-02-2009
Darlene Elaine RoepoundstoneLPL Financial LLCPruco Securities, LLC.07-31-2009
Keith G DronenLPL Financial LLCMorgan Stanley$10008-20-2009
Christopher Michael ToscanoLPL Financial LLCAmeriprise Financial Services, Inc.08-24-2009
Angelo Rosario ImbrognoLPL Financial LLCWaterstone Financial Group, Inc.$5009-08-2009
Adam R WeissLPL Financial LLCLong Grove Trading Co.$2509-08-2009
Michael Edward GerhardLPL Financial LLCMutual Service Corporation$1009-08-2009
Ledion IsufiLPL Financial LLCLong Grove Trading Co.$1009-08-2009
Terrence Joseph MoranLPL Financial LLCLong Grove Trading Co.09-08-2009
Theodore RoseanLPL Financial LLCWaterstone Financial Group, Inc.09-08-2009
Edward Barrett HickersonLPL Financial LLCMutual Service Corporation09-08-2009
Bart Francis WillsLPL Financial LLCMutual Service Corporation09-08-2009
Andrew John SitkiewiczLPL Financial LLCLong Grove Trading Co.09-08-2009
Robert Dennis Lyman Jr.LPL Financial LLCAssociated Securities Corp.09-08-2009
John Victor MalkovichLPL Financial LLCMutual Service Corporation09-08-2009
Sean Alfred OmalleyLPL Financial LLCWaterstone Financial Group, Inc.09-08-2009
Diane Martha McMullinLPL Financial LLCLong Grove Trading Co.09-08-2009
Edilberto Calalang OrtizLPL Financial LLCMutual Service Corporation09-08-2009
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Showing 1 to 25 of 427 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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