Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Charles PaulsonLPL Financial LLCFidelity Brokerage Services LLC$15009-21-2017
Adam Gregory ProvanceLPL Financial LLCCetera Advisor Networks LLC12-09-2013
Adam R WeissLPL Financial LLCLong Grove Trading Co.$2509-08-2009
Adrianne Lindsey GibbonsLPL Financial LLCGWFS Equities, Inc.05-03-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC11-01-2018
Albert Duncan KaufmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-24-2010
Alex PapadopoulosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-27-2014
Alfonso AnguianoLPL Financial LLCEssex National Securities, LLC08-08-2014
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Alton B. Raney IILPL Financial LLCKestra Investment Services, LLC12-07-2018
Andrea J. PehlLPL Financial LLCMoney Concepts Capital Corp03-11-2016
Andrea Marie HenryLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Andrew C HallLPL Financial LLCMetLife Securities Inc.08-16-2016
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Andrew John SitkiewiczLPL Financial LLCLong Grove Trading Co.09-08-2009
Andrew Joseph EllermannLPL Financial LLCINVEST Financial Corporation11-30-2009
Andrew Robert HallLPL Financial LLCJ.P. Morgan Securities LLC11-10-2014
Andrew Thomas MaynerichLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Angelo Rosario ImbrognoLPL Financial LLCWaterstone Financial Group, Inc.$5009-08-2009
Ann Sharon MontgomeryLPL Financial LLCNational Planning Corporation11-29-2017
Arlene Sharon PalabeLPL Financial LLCTower Square Securities, Inc.06-07-2013
Arnold August SchmaleLPL Financial LLCJ.W. Cole Advisors, Inc.$2511-21-2016
Arthur Hobart UnguraitLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Aunali R. ChagparLPL Financial LLCMutual Service Corporation09-08-2009
Barbara Jean GawdzikLPL Financial LLCDavid A. Noyes & Company$5011-17-2014
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Showing 1 to 25 of 419 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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