Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah DeskovichLPL Financial LLCLaSalle St. Investment Advisors, LLC10-30-2019
Maria Domenica DelreLPL Financial LLCRoyal Alliance Associates, Inc.10-17-2019
Brittany Alexandria ElginLPL Financial LLCRoyal Alliance Associates, Inc.10-03-2019
Kurt Frederick YndestadLPL Financial LLCJ.P. Morgan Securities LLC08-26-2019
Rebecca Ann EthellLPL Financial LLCBates Securities, Inc.08-26-2019
Donald James MahlkeLPL Financial LLCAlera Investment Advisors, LLC08-19-2019
Philip Ransom DepriestLPL Financial LLCCetera Investment Services LLC06-14-2019
James Michael DavidsLPL Financial LLCSecurities America, Inc.05-31-2019
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Thomas Williams RinekLPL Financial LLCLoria Financial Group, LLC05-10-2019
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC05-07-2019
Christopher M. GongolaLPL Financial LLCB. Riley Wealth Management04-05-2019
Salvatore Joseph DitusaLPL Financial LLCNeuberger Berman LLC04-01-2019
John Lawrence TownsendLPL Financial LLCThrivent Investment Management Inc.02-28-2019
David Constantine Fortosis Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC01-22-2019
Alton B. Raney IILPL Financial LLCKestra Investment Services, LLC12-07-2018
Robert Lewis FrankLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Robb Alec DejongeLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Gregg Edward VannLPL Financial LLCJames T. Borello & Co.11-30-2018
Mark Edwin BehrnsLPL Financial LLCCetera Advisor Networks LLC11-15-2018
Steven SchollLPL Financial LLCEdward Jones11-05-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC11-01-2018
David Michael RiceLPL Financial LLCCetera Advisor Networks LLC11-01-2018
Jennifer Lynne KilbyLPL Financial LLCLiberty Group, LLC11-01-2018
Kimberly Coulter SheppLPL Financial LLCCetera Advisor Networks LLC10-19-2018
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Showing 1 to 25 of 423 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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