Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC11-01-2018
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Alton B. Raney IILPL Financial LLCKestra Investment Services, LLC12-07-2018
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Brian Andrew VossLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
Brian GernantLPL Financial LLCWells Fargo Advisors$12507-25-2019
Brian Terence AhernLPL Financial LLCTotal Clarity Wealth Management, Inc$15010-01-2018
Chad I ArseneauLPL Financial LLCCetera Advisor Networks LLC$2510-19-2018
Christopher Lee MoyerLPL Financial LLCWaddell & Reed10-01-2018
Christopher M. GongolaLPL Financial LLCB. Riley Wealth Management04-05-2019
Dale Andrew AlcornLPL Financial LLCCUNA Brokerage Services, Inc.$5004-05-2019
David Constantine Fortosis Jr.LPL Financial LLCNorthwestern Mutual Investment Services, LLC01-22-2019
David Michael RiceLPL Financial LLCCetera Advisor Networks LLC11-01-2018
Donald James MahlkeLPL Financial LLCAlera Investment Advisors, LLC08-19-2019
Douglas Edward GlickLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Eric Michael O'NeillLPL Financial LLCCetera Advisor Networks LLC$1009-27-2018
Greg Alan ImhoffLPL Financial LLCMML Investors Services, LLC05-07-2019
Gregg Edward VannLPL Financial LLCJames T. Borello & Co.11-30-2018
Heidi L AltenLPL Financial LLCCetera Advisor Networks LLC$5010-19-2018
James Michael DavidsLPL Financial LLCSecurities America, Inc.05-31-2019
Janis Sue SleeterLPL Financial LLCCetera Advisor Networks LLC$15010-01-2018
Jennifer Lynne KilbyLPL Financial LLCLiberty Group, LLC11-01-2018
John Lawrence TownsendLPL Financial LLCThrivent Investment Management Inc.02-28-2019
Justin Daniel LamonicaLPL Financial LLCPrincipal Securities, Inc.$27508-22-2018
Kenneth Norman YoungLPL Financial LLCIndependent Financial Partners$2505-28-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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