Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul T StandringMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-13-2019
Thomas James KunkleMML Investors Services, LLCAmerican Trust Investment Services, Inc.$2510-04-2018
Ross M. KrauseMML Investors Services, LLCEdward Jones$15007-12-2018
Greg Alan ImhoffMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Douglas A ShannonMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-08-2017
James Andrew HeilgeistMML Investors Services, LLCAmeriprise Financial Services, Inc.$25006-16-2017
Paul N LekousisMML Investors Services, LLCNYLIFE Securities LLC02-06-2017
Alex KalvaitisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-21-2016
Keesang John KimMML Investors Services, LLCPruco Securities, LLC.06-23-2016
Monica Dareen BoydMML Investors Services, LLCPark Avenue Securities LLC03-07-2016
Jill Whitt HordMML Investors Services, LLCEdward Jones12-18-2015
Donnie D EddyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-16-2015
David Scott HermannMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-19-2015
Jeremy Richard FagerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-11-2015
Patrick R JarvisMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-06-2015
Robert Joseph PykoszMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC08-06-2015
Joshua Trev LiebermanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10008-05-2015
Stephen S KohMML Investors Services, LLCGuggenheim Securities, LLC07-28-2015
Calvin E ChungMML Investors Services, LLCTeachers Personal Investors Services, Inc.05-08-2015
Bruce Alan SkowronskiMML Investors Services, LLCWaddell & Reed04-07-2015
Kevin Brierty WalshMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-12-2015
Michael SotoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-23-2015
Paul William TokarzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-06-2015
Vincent Michael SilvaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-06-2015
Michael A RibackMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$111-28-2014
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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