Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kalon John JarvisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAkuna Securities LLC05-05-2017
Howard Dale WeinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Trust Investment Services, Inc.12-12-2017
Jesse Tseng WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Trust Investment Services, Inc.$810-03-2017
Randy Kent RisdonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Trust Investment Services, Inc.$5007-28-2016
James P. McQuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC03-29-2016
Ashley Elizabeth ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-12-2014
Dorian M. GradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssetMark, Inc.08-15-2014
Timothy D. WarnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssociated Investment Services, Inc.$1011-18-2013
Carter Alan RaleighMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-23-2019
John Charles BochniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-26-2019
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Samuel Gordon FreedbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-12-2018
Quinn Patrick McinerneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-15-2018
Shane QuinlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-07-2018
Ben Z Zion RaiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-18-2017
Nathan Michael MostowMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-28-2017
Kyle Andrew SpaythMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2017
Brett Jacob JenneMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-20-2014
Tyson Carl FrerkingMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-17-2014
Christopher George SutherlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-24-2013
Thomas J NahrwoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC01-27-2012
David Erik KassnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC11-10-2011
Josef Hunter WeberMerrill Lynch, Pierce, Fenner & Smith IncorporatedB. C. Ziegler and Company08-22-2014
Paulina Anna OstafijczukMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-03-2015
Sean Keene JamisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.09-03-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.