Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Beckett KlopfensteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.03-10-2016
Adam GhantousMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-13-2016
Afshin ShahinpouriMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC04-27-2018
Alan Alfonso BanuelosMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments03-23-2018
Alden Harwood Sulger IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedNomura Securities International, Inc.02-27-2017
Allen Michael HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10006-10-2011
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$25005-20-2019
Amelia A. BineyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$10006-12-2017
Amiel VolinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC05-04-2018
Amy Ann CramerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-30-2014
Amy E. KalasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-27-2016
Amy L FarberMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.08-02-2016
Andrew L. Gogan Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPlanMember Securities Corporation10-22-2018
Andrew Patrick McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedGenFi LLC06-18-2012
Andrew Peter SkoglundMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC$20010-08-2015
Andrew Rex LudwigMerrill Lynch, Pierce, Fenner & Smith IncorporatedSincere & Co., LLC$50009-20-2016
Andrew Wayne JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Retirement Group, LLC04-28-2014
Angelea M HackstadtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-20-2018
Annie Q. ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedIASG Alternatives, LLC04-02-2018
Anthony Jon SegobianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$25010-16-2009
Ashley Elizabeth ThomasMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-12-2014
Aurelio John ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-24-2018
Barry Charles JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedKabarec Financial Advisors Ltd$10010-03-2017
Ben Peter CarusoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC10-27-2017
Ben Zion RaiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-18-2017
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Showing 1 to 25 of 378 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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