Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amy E. KalasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-27-2016
Bradley Nathan WissMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-15-2016
Brian Michael Ahern, Jeff T LesniewiczMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-22-2012
Brian T AbrahamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-24-2015
Cameron Wardell DickersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-09-2017
Chad E FoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-08-2010
Charles Stephens O'NeilMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-03-2017
Christopher Gabriel SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2016
Dan SandlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15111-09-2012
Daniel Tyler SandlinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-09-2012
Firoz VohraMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-12-2016
Gary Allen SeitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-23-2009
Gerald A McCabeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-03-2014
Heather Michelle SchumacherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-24-2015
James A KolbuszMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-31-2017
Jason Mark NeimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-05-2013
Jeremy M. KellemMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-02-2014
Joel James MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-19-2015
John K. StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-10-2012
Kirk Douglas GipsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-24-2015
Michael Edward AllawayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$6404-07-2017
Patrick Raymond CrowleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-18-2013
Paul D MurrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-14-2016
Roy Edward Gray, Linwood Nile GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-03-2010
Ryan KonslerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-17-2017
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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