Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Robert Howard DawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2018
John Thomas TravisMorgan StanleyEssex LLC08-27-2018
Stephen Andrew LarsonMorgan StanleyInland Securities Corporation05-23-2018
Sheronda Malvina ShepherdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Angelina Marie CumminsMorgan StanleyJ.P. Morgan Securities LLC04-30-2018
Karla Kamille ThomasMorgan StanleyFidelity Brokerage Services LLC12-19-2017
Robert John RosenthalMorgan StanleyCharles Schwab & Co., Inc.11-24-2017
James Allen CzerniakMorgan StanleyLPL Financial LLC11-06-2017
Jeffrey Alan RichertMorgan StanleyAXA Advisors, LLC11-06-2017
Michael Jaffee PattersonMorgan StanleyRobert W. Baird & Co. Incorporated10-16-2017
Goran LazarevicMorgan StanleyB. C. Ziegler and Company08-11-2017
Joshua Ryan MoormanMorgan StanleyMML Investors Services, LLC06-30-2017
Edgar A WrightMorgan StanleyEdward Jones$106-14-2017
Robert Patrick Daniels KerrMorgan StanleyDeutsche Bank Securities Inc.06-07-2017
Eduardo Javier ValdesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Michelle Lynn JenningsMorgan StanleyUBS Financial Services Inc.10-27-2016
Alton Theodore Davis Jr.Morgan StanleyUBS Financial Services Inc.$15010-14-2016
Patrick Robert McdermottMorgan StanleyJ.P. Morgan Securities LLC10-07-2016
Jonathan BrotonelMorgan StanleyWells Fargo Clearing Services, LLC06-15-2016
Indra Verbiejute JosephsMorgan StanleyJ.P. Morgan Securities LLC06-13-2016
Charles Henry ShawMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Gilbert J MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2016
Next Page »

Showing 1 to 25 of 199 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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