Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy Richard BrennanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian G ChandlerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Thomas Scott SharpMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Jill FinderMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Bernard Jene Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
William Howard EasomMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Marietta Mackevich HesdorfferMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bradley James ClarkeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Elaine Beth LewisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Mary E. FinneranMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Matthew Joseph FilosaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stephen Elliot RudmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Rose Marie McBrideMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael David CohenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Joseph Gallagher Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Dominic GriffoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Tamara Beth TrittschuhMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Matthew John FahelMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Paul B. MajauskasMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ronald Jay SchwartzMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael James NeusesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Stephen ChambersMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jay S. HesdorfferMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Allen DavisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Douglas Stuart CheneyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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