Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Thomas DouthitMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Patrick EngelsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Joseph FrancisMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
James Robert GillespieMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Carol Lee PassalaquaMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Martha Ann MaughMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kevin Hauer GreenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Derek Scott ChattertonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Glen RothsteinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brian Thomas EnnsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
James Christopher FergusonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Daniel Mark SteinbergMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Denise Lindstrom SchirmannMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Frank Matthew DevincentisMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Neal Edward KitchellMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Rhonda Belson SalinsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Roger David BurgisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jack F. LasdayMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Howard Leon FelixMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Allan Robert EttingerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Stephen Farrell CraneMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mark Terence AhernMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Daniel G HackMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Robert Thomas Stevenson IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Lynn Van ZantMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
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Showing 176 to 200 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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