Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Liam Collin HansenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Contessa Capri RobinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2019
Ty Edward RobbenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Preston Scott PooreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Robert Howard DawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25009-05-2018
James William ZacherMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-29-2018
Sheronda Malvina ShepherdMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2018
Oscar AguinagaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2017
Mehul DhadankarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2017
Eduardo Javier ValdesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-04-2016
Jeremy M StuckMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2016
Michael Lawrence WittmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2016
Charles ShawMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
Gilbert J MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2016
Kevin Scott FineMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Scott OmanskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Michael James DuncanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Joseph Richard BertoniMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-11-2015
Joseph William HudekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2015
Eric James HatchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2015
Linda J. StephansMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-02-2015
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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