Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Edmond HalesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2010
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Cathy S. ButlerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2009
Charles ShawMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-26-2016
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2018
Dino Anthony CapitaniMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-23-2014
Elizabeth Ann PuterbaughMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-18-2009
Gary Lynn Phelps, Alfredo SerranoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-16-2012
Gilbert J MauroMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2016
Gregory FlynnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-05-2014
Jeffrey Allan GrangeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-17-2012
Jeffrey Grange, Jeffrey HollisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$22702-23-2012
Jeffrey Randall HollisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2012
John D. GilliesMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-02-2014
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Joseph Richard BertoniMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1009-11-2015
Kevin Scott Fine, Scott OmanskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-18-2016
Mark Allen FrommerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-29-2010
Mark Anthony GiovanazziMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-07-2011
Mark R. AckermanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2013
Mary Elizabeth WebbMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2013
Micah Thomas Shields, Bartosz Piotr BakMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2014
Michael Lawrence WittmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2016
Michael M KavanaghMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2014
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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