Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew George FitzpatrickMorgan StanleyMorgan Stanley & Co. LLC03-28-2017
Michael Joseph MillerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Steven Raymond ShattoMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Marybeth Nugent CreminMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
John Franklin CozzaMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Christopher J BaumbachMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Joseph Francis EganMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Patricia Ann MackiwMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Scott Farrell VenderMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Charles L. Henderson IIIMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Steven Philip AndersonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Brent Allen SchweisbergerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Michael WhiteMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Mark Thomas RatayMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Ninette Francine RabinsMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gregory Alexander MeyerMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Michael Edward SuttermanMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gary Edward KeckMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
George Briscoe HeadyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Gwen A. CohenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
James Patrick MeischMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Larry Alan HardyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Roberta Lorraine BellMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Kristine Marie IversonMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Roger Gerard StewartMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Next Page »

Showing 1 to 25 of 164 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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