Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Alan Von LoeweMorgan StanleyUBS Financial Services Inc.$15006-12-2009
Michael Edward AllawayMorgan StanleyUBS Financial Services Inc.$50008-28-2009
David Allen SchabesMorgan StanleyUBS Financial Services Inc.$50001-08-2010
Timothy John PlattMorgan StanleyUBS Financial Services Inc.$10004-16-2010
Jan Paul C. FerrerMorgan StanleyUBS Financial Services Inc.$10005-04-2010
Elyse Marie HahnerMorgan StanleyUBS Financial Services Inc.$50007-30-2010
James Allen ShafferMorgan StanleyUBS Financial Services Inc.$50009-10-2010
Bret Petersen, Darrel SwientonMorgan StanleyUBS Financial Services Inc.$8005-11-2011
Brian ZalewskiMorgan StanleyUBS Financial Services Inc.$11008-25-2011
Kenneth Frank SkibaMorgan StanleyUBS Financial Services Inc.$50009-15-2011
Brad Ken SkibaMorgan StanleyUBS Financial Services Inc.$50009-15-2011
James John BannMorgan StanleyUBS Financial Services Inc.$50011-28-2011
Edward Quentin McCarthyMorgan StanleyUBS Financial Services Inc.$50011-30-2011
Richard Gregory GeorgeMorgan StanleyUBS Financial Services Inc.$25003-22-2012
William David Travis Jr.Morgan StanleyUBS Financial Services Inc.06-11-2012
Scott HolzerMorgan StanleyUBS Financial Services Inc.$15008-17-2012
James Joseph MoranMorgan StanleyUBS Financial Services Inc.08-17-2012
James Gerard ZastrowMorgan StanleyUBS Financial Services Inc.$10002-04-2013
Brian A. HammersleyMorgan StanleyUBS Financial Services Inc.$10003-15-2013
Christopher Matthew MunroeMorgan StanleyUBS Financial Services Inc.04-25-2013
Julia Ludmila SmartMorgan StanleyUBS Financial Services Inc.$50008-30-2013
Frank Harris BramsonMorgan StanleyUBS Financial Services Inc.$10003-28-2014
Mark Howard PrinceMorgan StanleyUBS Financial Services Inc.$10007-02-2015
Mark Lawrence SchwartzMorgan StanleyUBS Financial Services Inc.$10007-02-2015
Matthew D. SchwartzMorgan StanleyUBS Financial Services Inc.$15007-02-2015
Next Page »

Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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