Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sarah Elizabeth PierceNorthwestern Mutual Investment Services, LLCCreative Planning04-08-2020
Eunice DiazNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC01-24-2020
David Wayne TruslerNorthwestern Mutual Investment Services, LLCMutual of Omaha Investor Services, Inc.$2501-06-2020
Debra Lynn DumelleNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-20-2019
Jenna Elise RudleNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2019
Becky Joy DevriesNorthwestern Mutual Investment Services, LLCMorgan Stanley08-06-2019
Michael Thomas GentileNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, LLC07-15-2019
Terrence Earl SimpsonNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC05-15-2019
Jeffrey William StaszakNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC03-27-2019
Shane Stanley KranovNorthwestern Mutual Investment Services, LLCKeyBanc Capital Markets Inc.03-21-2019
Anthony John ErzenNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.03-15-2019
Constantine Louis KartsimasNorthwestern Mutual Investment Services, LLCSecurities America, Inc.02-19-2019
Bradley David Dodge IINorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-11-2019
Steven Gene WieseNorthwestern Mutual Investment Services, LLCCornerstone Wealth Management, LLC12-13-2018
Damian Joseph DavisNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC12-11-2018
Emily Olson PatteeNorthwestern Mutual Investment Services, LLCMorgan Stanley12-04-2018
Eddie R. TolbertNorthwestern Mutual Investment Services, LLCPNC Investments$2511-16-2018
Alex W. HelmsNorthwestern Mutual Investment Services, LLCFidelity Personal and Workplace Advisors11-14-2018
Benjamin Joseph PortnerNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC10-03-2018
Andrew K. CashmanNorthwestern Mutual Investment Services, LLCInvestment Planners, Inc.08-27-2018
Corey Robert WishniaNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, LLC06-25-2018
David Allen Bailey IINorthwestern Mutual Investment Services, LLCScottrade, Inc.06-12-2018
David John LindbergNorthwestern Mutual Investment Services, LLCFirst Trust Portfolios L.P.05-07-2018
Archie B. Gaither Jr.Northwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-09-2018
Terra A. JahnsNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC03-02-2018
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.