Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Thomas GentileNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.07-15-2019
Terrence Earl SimpsonNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC05-15-2019
Anthony John ErzenNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.03-15-2019
David John LindbergNorthwestern Mutual Investment Services, LLCFirst Trust Portfolios L.P.05-07-2018
Archie B. Gaither Jr.Northwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.04-09-2018
Matthew James PetersNorthwestern Mutual Investment Services, LLCTIAA-CREF Individual & Institutional Services, LLC04-06-2017
Jonathan Michael CzopekNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC12-14-2016
Megan Marie RhodesNorthwestern Mutual Investment Services, LLCLPL Financial LLC07-28-2016
Nicole Marie AdamsNorthwestern Mutual Investment Services, LLCCountry Capital Management Company08-07-2015
Hanna GrichanikNorthwestern Mutual Investment Services, LLCUBS Financial Services Inc.10-15-2014
Melissa Beth ThackerNorthwestern Mutual Investment Services, LLCMorgan Stanley08-16-2012
Joshua Elliot ByrdNorthwestern Mutual Investment Services, LLCAvatar Securities, LLC12-05-2011
Timothy George HenderNorthwestern Mutual Investment Services, LLCTMY Trading LLC08-03-2011
Blake Alan CrousoreNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.12-23-2010
Thomas William KosandaNorthwestern Mutual Investment Services, LLCFirst Heartland Capital, Inc.01-12-2009
Steven John LynchNorthwestern Mutual Investment Services, LLCInvestment Centers of America, Inc.$7702-13-2017

Showing 1 to 16 of 16 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.