Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel James SchreinerOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.06-03-2019
David Michael BoonOppenheimer & Co. Inc.UBS Financial Services Inc.$75005-01-2009
Derrick Timothy WattsOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$50003-01-2009
Douglas Michael PurcellOppenheimer & Co. Inc.UBS Financial Services Inc.$50009-30-2011
Francis Xavier WilliamsOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$50008-13-2010
Gregg Scott WinterOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-31-2018
Gregory Michael BoyleOppenheimer & Co. Inc.Morgan Stanley$10004-26-2013
Gwendolyn Jo HuenemanOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated08-13-2010
Hollis Lynn HermanOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.$97002-12-2019
Jaimee Lynn FarringtonOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$50003-16-2009
James Edward PinzkerOppenheimer & Co. Inc.UBS Financial Services Inc.04-19-2012
John Gerard LinehanOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10012-15-2017
Jonathan Charles EklundOppenheimer & Co. Inc.RBC Capital Markets, LLC$10002-12-2018
Karl Peter KilroyOppenheimer & Co. Inc.UBS Financial Services Inc.09-30-2011
Keith O. MarksOppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC$15002-17-2012
Kenneth Howard RosenbaumOppenheimer & Co. Inc.Citigroup Global Markets Inc.$50003-27-2009
Kevin Michael DoneyOppenheimer & Co. Inc.Mesirow Financial Investment Management, Inc.$25002-27-2014
Kevin Thomas RandickOppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC10-26-2009
Mark Allen FrommerOppenheimer & Co. Inc.Morgan Stanley$32009-19-2019
Michael Joseph Kelly Jr.Oppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-02-2018
Michael Thomas BoettcherOppenheimer & Co. Inc.Morgan Stanley & Co. LLC$50003-16-2009
Nicholas George BroskyOppenheimer & Co. Inc.UBS Financial Services Inc.08-03-2009
Robert Wayne YoumanOppenheimer & Co. Inc.UBS Financial Services Inc.09-30-2011
Terence Neal MortonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-19-2018
Todd Christopher BradyOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15001-22-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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