Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daphne L CarterPNC InvestmentsBenjamin F. Edwards & Company, Inc.09-10-2020
Nathan John SchumacherPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2020
Cristopher J ValladaresPNC InvestmentsEdward Jones03-26-2020
Scott H KestenPNC InvestmentsJ.P. Morgan Securities LLC03-20-2020
Stefan Alexander Funes VitanzaPNC InvestmentsMutual of Omaha Investor Services, Inc.01-02-2020
John Joseph MannixPNC InvestmentsMorgan Stanley10-25-2019
Ronald Michael Rotondo JrPNC InvestmentsAmeritas Investment Company, LLC03-22-2019
Armando MartinezPNC InvestmentsLBMZ Securities, Inc.02-07-2019
Mitchel Maldonado LopezPNC InvestmentsThrivent Investment Management Inc.09-18-2018
Benjamin FreemanPNC InvestmentsEquitable Advisors, LLC03-16-2018
Igor BoykoPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2018
Philip Alain MonnierPNC InvestmentsCapital One Investing, LLC01-22-2018
Walter Ludwik SzymakowskiPNC InvestmentsJ.P. Morgan Securities LLC05-26-2017
Jason M AndersonPNC InvestmentsFifth Third Securities, Inc.$7501-26-2017
Joseph HolakovskyPNC InvestmentsLPL Financial LLC09-23-2016
Alexandria Desiree DotsonPNC InvestmentsU.S. Bancorp Investments, Inc.02-17-2016
Jeff David AurandPNC InvestmentsEdward Jones07-02-2014
Mazen Elias ZanayedPNC InvestmentsBMO Harris Financial Advisors, Inc.05-19-2014
Brandon S WilliamsonPNC InvestmentsFifth Third Securities, Inc.03-04-2013
Phillip Branislav DragisicPNC InvestmentsChase Investment Services Corp.05-21-2012
Stephen SumerajPNC InvestmentsWells Fargo Clearing Services, LLC$5001-05-2012
Kristopher Michal SamiecPNC InvestmentsVALIC Financial Advisors, Inc.11-07-2011
Richard Anthony PassarelliPNC InvestmentsFifth Third Securities, Inc.$5002-01-2011
Jason R MoscickisPNC InvestmentsFifth Third Securities, Inc.11-04-2010
Brian Josef KleinertzPNC InvestmentsU.S. Bancorp Investments, Inc.05-17-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.