Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Lynn EssesPrincipal Securities, Inc.Lincoln Financial Advisors Corporation01-21-2009
James Herbert HoeflingerPrincipal Securities, Inc.Park Avenue Securities LLC$15006-09-2009
Larry Dale WooldridgePrincipal Securities, Inc.Allstate Financial Services, LLC06-30-2009
Roger Jess MolliconePrincipal Securities, Inc.Brooklight Place Securities, Inc.11-06-2009
Stephen Howard JansenPrincipal Securities, Inc.RH Financial Group, LLC08-09-2010
Atmaram D. VaravadekarPrincipal Securities, Inc.LPL Financial LLC08-09-2010
Michael Donald PetersenPrincipal Securities, Inc.NYLIFE Securities LLC09-16-2010
Robert Michael EberhardtPrincipal Securities, Inc.Farmers Financial Solutions, LLC01-05-2012
Jeffrey Alan BishopPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.02-24-2012
Michael James MurphyPrincipal Securities, Inc.Newedge USA, LLC04-11-2012
Lawrence A. TantillaPrincipal Securities, Inc.Commonwealth Financial Network06-02-2014
Kathy KrzeminskiPrincipal Securities, Inc.National Securities Corporation08-18-2014
Signe Marie Nelson-CombsPrincipal Securities, Inc.MWA Financial Services Inc.09-05-2014
James Brock ScottPrincipal Securities, Inc.Investment Centers of America, Inc.$2509-17-2014
Robert David Assaf IIPrincipal Securities, Inc.National Securities Corporation11-25-2014
Stanislav ZelivianskiPrincipal Securities, Inc.NYLIFE Securities LLC06-15-2015
Anzhela Aleksandrovna BerezovskayaPrincipal Securities, Inc.Farmers Financial Solutions, LLC12-02-2015
David John Andrade Jr.Principal Securities, Inc.Brooklight Place Securities, Inc.09-12-2016
Scott Stephen LaxgangPrincipal Securities, Inc.Global Retirement Partners LLC03-12-2018
Meredith S. FergusonPrincipal Securities, Inc.MWA Financial Services Inc.$2501-08-2019
Burton Carnot Coit IIIPrincipal Securities, Inc.Bankers Life Securities, Inc.04-30-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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