Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew J GormanPruco Securities, LLC.Equitable Advisors, LLC09-15-2020
Maurice Oliver LoundsPruco Securities, LLC.LPL Financial LLC08-17-2020
Jonathan Michael RothPruco Securities, LLC.Brokers International Financial Services, LLC.$2507-16-2020
Lynn Michael EgelandPruco Securities, LLC.Transamerica Financial Advisors, Inc$2505-01-2020
Thomas Joseph CholevikPruco Securities, LLC.Transamerica Financial Advisors, Inc02-14-2020
Ivory Janelle StewartPruco Securities, LLC.Equitable Advisors, LLC01-27-2020
Jesse ZaragozaPruco Securities, LLC.Bankers Life Securities, Inc.12-16-2019
Michael Joe WilsonPruco Securities, LLC.VALIC Financial Advisors, Inc.11-26-2019
Kristin Pennock JacksonPruco Securities, LLC.Edward Jones09-27-2019
Nichole Joy RussellPruco Securities, LLC.Thrivent Investment Management Inc.09-25-2019
Kevin Michael WigginsPruco Securities, LLC.Nationwide Securities, LLC08-15-2019
Eric R SommersPruco Securities, LLC.MWA Financial Services Inc.06-17-2019
James Paul Pelletiere JrPruco Securities, LLC.MML Investors Services, LLC06-10-2019
Leonard Lamarr LeviPruco Securities, LLC.Cetera Investment Services LLC06-07-2019
Sabrina Jay MasonPruco Securities, LLC.Allstate Financial Services, LLC$10005-28-2019
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
Jeffrey P MitchellPruco Securities, LLC.Thrivent Investment Management Inc.03-21-2019
Jonathon MerickelPruco Securities, LLC.Vivaldi Capital Management, LLC03-18-2019
Brian Patrick TwohigPruco Securities, LLC.Thrivent Investment Management Inc.02-04-2019
David John MckeownPruco Securities, LLC.Thrivent Investment Management Inc.01-08-2019
Gary Robert ConleyPruco Securities, LLC.Commerce Brokerage Services, Inc.$25011-14-2018
Terry L ElmorePruco Securities, LLC.NYLIFE Securities LLC09-11-2018
Paul N LekousisPruco Securities, LLC.MML Investors Services, LLC09-05-2018
Brian Gerard CawthonPruco Securities, LLC.The O.N. Equity Sales Company06-22-2018
Jason S YangPruco Securities, LLC.NYLIFE Securities LLC06-15-2018
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.