Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
Jonathon David MerickelPruco Securities, LLC.Vivaldi Capital Management, LLC03-18-2019
Ann T TodiscoPruco Securities, LLC.MML Investors Services, LLC01-08-2019
Elizabeth Rose SimsPruco Securities, LLC.NYLIFE Securities LLC05-16-2018
Brandon Michael GrecoPruco Securities, LLC.Thrivent Investment Management Inc.04-25-2018
Scott Richard HoffmanPruco Securities, LLC.Thrivent Investment Management Inc.$10004-24-2018
Gerald Wayne Childs Sr.Pruco Securities, LLC.Allstate Financial Services, LLC03-22-2018
Kerry Irene BleuherPruco Securities, LLC.Cetera Investment Advisers LLC02-26-2018
Jacqueline Kay MattesonPruco Securities, LLC.Thrivent Investment Management Inc.11-13-2017
Zachary Tyler TillPruco Securities, LLC.MML Investors Services, LLC11-09-2017
Toshie MiuraPruco Securities, LLC.Principal Securities, Inc.10-09-2017
Winston Jarnell Taylor Sr.Pruco Securities, LLC.MML Investors Services, LLC06-20-2017
Nancy Louise Roach-WilderPruco Securities, LLC.Sigma Financial Corporation$104-26-2017
Lawrence Philip RosePruco Securities, LLC.LPL Financial LLC$102-14-2017
Daniel Micheal HarleyPruco Securities, LLC.Allstate Financial Services, LLC02-13-2017
Christopher Lee MaxwellPruco Securities, LLC.Allstate Financial Services, LLC$2508-29-2016
Jerri Jenee GholsonPruco Securities, LLC.Money Concepts Capital Corp03-30-2016
Carol Sue LloydPruco Securities, LLC.PFS Investments Inc.03-17-2016
Thomas Colburn MccarthyPruco Securities, LLC.NYLIFE Securities LLC03-16-2016
Rory Levine ValentinePruco Securities, LLC.Questar Capital Corporation02-01-2016
Charles A WendtPruco Securities, LLC.Commonwealth Financial Network01-06-2016
Marilu GallegosPruco Securities, LLC.Thrivent Investment Management Inc.12-02-2015
Mark Steven NelsonPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-17-2015
Peter N BedrioPruco Securities, LLC.AXA Advisors, LLC04-10-2015
Jonathan L AlandyPruco Securities, LLC.New England Securities01-22-2015
Next Page »

Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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