Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Marie ThurstonRBC Capital Markets, LLCNuveen Securities, LLC10-23-2019
Donald Jay MetterRBC Capital Markets, LLCMorgan Stanley08-22-2019
Sandeep MangalRBC Capital Markets, LLCStat Trade Inc.08-15-2019
Jayson Charles KausRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$6204-18-2019
Michael Henry MartinRBC Capital Markets, LLCUBS Financial Services Inc.$10010-26-2018
Marilyn June BlackRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$5009-17-2018
Trevor D. HeideRBC Capital Markets, LLCBMO Investment Distributors, LLC08-07-2018
Benjamin Joseph HeiseRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Ryan James NottestadRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Connor Vincent-William GinleyRBC Capital Markets, LLCVanguard Marketing Corporation07-24-2018
Martin Joseph HareRBC Capital Markets, LLCUBS Financial Services Inc.$4011-30-2017
Todd Duane MitchellRBC Capital Markets, LLCUBS Financial Services Inc.09-01-2017
Kathy Ann HornsbyRBC Capital Markets, LLCRaymond James & Associates, Inc.06-26-2017
Shahida Arunima HossainRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-19-2016
John Patrick GolenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-04-2016
Daniel Gregory JakutaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-01-2016
David Charles HeideRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-01-2016
Mark Thomas AndersonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-01-2016
Vanessa J. PoppieRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Jeffrey P. NeumannRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-28-2016
Anne Marie MetroRBC Capital Markets, LLCUBS Financial Services Inc.04-01-2015
Porter Russell DraperRBC Capital Markets, LLCDestra Capital Investments LLC12-16-2013
Joshua Allan CohenRBC Capital Markets, LLCRaymond James Financial Services Advisors, Inc$10010-31-2013
Ross BaumgartenRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated11-16-2012
Christina Marie CryerRBC Capital Markets, LLCPyramis Distributors Corporation LLC09-11-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.