Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trevor D. HeideRBC Capital Markets, LLCBMO Investment Distributors, LLC08-07-2018
Benjamin Joseph HeiseRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Ryan James NottestadRBC Capital Markets, LLCUBS Financial Services Inc.08-03-2018
Todd Duane MitchellRBC Capital Markets, LLCUBS Financial Services Inc.09-01-2017
Shahida Arunima HossainRBC Capital Markets, LLCWells Fargo Clearing Services, LLC12-19-2016
Vanessa J. PoppieRBC Capital Markets, LLCWells Fargo Clearing Services, LLC11-01-2016
Jeffrey P. NeumannRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-28-2016
Anne Marie MetroRBC Capital Markets, LLCUBS Financial Services Inc.04-01-2015
Ross BaumgartenRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated11-16-2012
Mary Eileen Williams, Michelle Jean GristRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2012
John Marshall DraperRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated11-01-2011
Alexander Laird IngallsRBC Capital Markets, LLCUBS Financial Services Inc.05-26-2009
Thomas Robert SlivovskyRBC Capital Markets, LLCCitigroup Global Markets Inc.02-13-2009
Teresa Rose SoppetRBC Capital Markets, LLCOppenheimer & Co. Inc.01-05-2009
Martin Joseph HareRBC Capital Markets, LLCUBS Financial Services Inc.$4011-30-2017
Marilyn June BlackRBC Capital Markets, LLCStifel, Nicolaus & Company, Incorporated$5009-17-2018
Daniel Mathew ShowersRBC Capital Markets, LLCB. C. Ziegler and Company$5002-01-2012
Michael Henry MartinRBC Capital Markets, LLCUBS Financial Services Inc.$10010-26-2018
Mark Thomas AndersonRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10011-01-2016
Joshua Allan CohenRBC Capital Markets, LLCRaymond James Financial Services Advisors, Inc$10010-31-2013
Daniel Wayne ChristiansenRBC Capital Markets, LLCB. C. Ziegler and Company$10010-05-2011

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.