Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Arthur NickowRaymond James & Associates, Inc.Mesirow Financial , Inc.$15005-29-2019
Brett H. SalzerRaymond James & Associates, Inc.Mesirow Financial , Inc.$15005-29-2019
Sean Walker ConnellyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Ilya Igorevich YeverovichRaymond James & Associates, Inc.Leumi Investment Services Inc.07-31-2018
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley$104-23-2018
Richard Matthew BrendzaRaymond James & Associates, Inc.Morgan Stanley$10004-23-2018
John Joseph Postel IIIRaymond James & Associates, Inc.J.P. Morgan Securities LLC04-16-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed$111-29-2017
Mark James SindowskiRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Kenneth Joseph DowRaymond James & Associates, Inc.Morgan Stanley$10011-02-2017
Jack T BayerRaymond James & Associates, Inc.J.P. Morgan Securities LLC$5007-31-2017
Julie Elizabeth BjorklundRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$105-24-2017
James Downing YonkerRaymond James & Associates, Inc.Waddell & Reed$5008-24-2016
Roger Martin VeomeRaymond James & Associates, Inc.Morgan Stanley$10005-31-2016
Alan Alfonso LazzaraRaymond James & Associates, Inc.William Blair$104-15-2016
Patrick Brendan O'DonnellRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$103-08-2016
James Daniel McdermottRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$2510-16-2015
Matthew Andrew GallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-16-2015
Carrie LindRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$109-11-2015
Scott David SteinerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC03-17-2015
Joseph Gerard BradyRaymond James & Associates, Inc.William Blair01-16-2015
Samuel C. GrossRaymond James & Associates, Inc.William Blair01-16-2015
Tonya Ann RasmussenRaymond James & Associates, Inc.William Blair01-16-2015
Marsha Lee WernerRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15010-09-2014
John Earling Fitch IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10009-12-2014
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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