Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
Kenneth Lee NettletonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-09-2009
Vicky S CampbellRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-09-2009
Robert Mark HenryRaymond James & Associates, Inc.Edward Jones08-31-2010
Andrew Joseph Kubicsko JrRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-04-2011
William Francis SammonRaymond James & Associates, Inc.ICBA Securities04-01-2011
Keith Duane YoderRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated08-19-2011
Matthew August GlatzRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated08-19-2011
Adam Bryant HawksRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$2508-19-2011
Kevin James SlettenRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated08-19-2011
Douglas William DeubelRaymond James & Associates, Inc.LaSalle St Securities, L.L.C.$2510-03-2011
Mark Allen ByarsRaymond James & Associates, Inc.MetLife Securities Inc.10-03-2011
Sara L SchuppRaymond James & Associates, Inc.Morgan Stanley02-27-2012
Jeffrey Ted JonesRaymond James & Associates, Inc.Morgan Stanley03-30-2012
Richard A BensonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-24-2012
Thomas Robert TeegardenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-06-2013
Mark David MazmanRaymond James & Associates, Inc.Oppenheimer & Co. Inc.10-11-2013
Adriana Jeanine FrazierRaymond James & Associates, Inc.M. R. Beal & Company$5011-11-2013
Ann Bodenheimer FlemingRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-17-2014
Cheryl June SanchezRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-17-2014
Michael CohenRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15002-28-2014
Benjamin CohenRaymond James & Associates, Inc.J.P. Morgan Securities LLC02-28-2014
Larry Wendell JacksonRaymond James & Associates, Inc.PNC Investments06-02-2014
John Earling Fitch IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-12-2014
Marsha Lee WernerRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15010-09-2014
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.