Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Bryant HawksRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated08-19-2011
Adriana Jeanine FrazierRaymond James & Associates, Inc.M. R. Beal & Company11-11-2013
Alan Alfonso LazzaraRaymond James & Associates, Inc.William Blair04-15-2016
Andrew Joseph Kubicsko Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-04-2011
Ann Bodenheimer FlemingRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-17-2014
Benjamin CohenRaymond James & Associates, Inc.J.P. Morgan Securities LLC$10002-28-2014
Brett H. SalzerRaymond James & Associates, Inc.Mesirow Financial, Inc.$15005-29-2019
Brian J DillmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC09-09-2013
Brian Nicholas DegradoRaymond James & Associates, Inc.J.P. Morgan Securities LLC11-08-2019
Carrie LindRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated09-11-2015
Chad Jeremy DanforthRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-07-2018
Cheryl June SanchezRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-17-2014
Christopher James PeszekRaymond James & Associates, Inc.Ameriprise Financial Services, LLC$5008-03-2018
Daniel Alexander LockwoodRaymond James & Associates, Inc.Waddell & Reed11-29-2017
Daniel Arthur NickowRaymond James & Associates, Inc.Mesirow Financial, Inc.$15005-29-2019
Daniel Lee ReeceRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.$1007-18-2019
David Michael BrendzaRaymond James & Associates, Inc.Morgan Stanley04-23-2018
Erika Lynn WolekRaymond James & Associates, Inc.UBS Financial Services Inc.05-14-2018
Gregory Joseph KylesRaymond James & Associates, Inc.John Hancock Distributors LLC05-29-2012
Ilya Igorevich YeverovichRaymond James & Associates, Inc.Leumi Investment Services Inc.07-31-2018
Jack T. BayerRaymond James & Associates, Inc.J.P. Morgan Securities LLC07-31-2017
James Daniel McDermottRaymond James & Associates, Inc.Oppenheimer & Co. Inc.$2510-16-2015
James Downing YonkerRaymond James & Associates, Inc.Waddell & Reed$5008-24-2016
James J FalcioneRaymond James & Associates, Inc.UBS Financial Services Inc.05-26-2009
Jeffrey Ted JonesRaymond James & Associates, Inc.Morgan Stanley$10003-30-2012
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.