Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tate Thomas JonesRaymond James Financial Services, Inc.Wintrust Investments LLC$5004-20-2018
Mark Andrew RodgersRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-05-2018
William L. ReapRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1205-26-2017
Mark Stephen HofstetterRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-26-2017
Brian Thomas GrayRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-26-2017
Ronald Peter Dales Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1001-29-2016
Lori Michelle FallisRaymond James Financial Services, Inc.Uvest Financial Services Group, Inc.11-16-2011
Bruce Edward McKeeRaymond James Financial Services, Inc.UBS Financial Services Inc.09-24-2010
James Jon DanielsonRaymond James Financial Services, Inc.UBS Financial Services Inc.$1004-28-2009
John Vincent WeitzelRaymond James Financial Services, Inc.Transamerica Financial Advisors, Inc12-01-2009
Bronwyn Noreen MirrettiRaymond James Financial Services, Inc.Thrivent Investment Management Inc.$2503-18-2016
Timothy Christian PerrymanRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
Dominic Stephen MirrettiRaymond James Financial Services, Inc.Thrivent Investment Management Inc.03-18-2016
Timothy James RueterRaymond James Financial Services, Inc.Thrivent Investment Management Inc.07-15-2011
Troy Albert OatesRaymond James Financial Services, Inc.Sigma Financial Corporation04-20-2016
Chad Edward HenryRaymond James Financial Services, Inc.Sigma Financial Corporation$2504-15-2016
Janel Marie HustonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1,00006-25-2018
Kevin James BallRaymond James Financial Services, Inc.Raymond James & Associates, Inc.12-18-2009
Anna BouthilletteRaymond James Financial Services, Inc.PNC Investments09-17-2018
Mark Steven LoftusRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Jeffrey Charles PreusserRaymond James Financial Services, Inc.Morgan Stanley10-19-2018
Scott Andrew SchusterRaymond James Financial Services, Inc.Morgan Stanley05-17-2013
Paul L. CasazzaRaymond James Financial Services, Inc.Morgan Stanley05-17-2013
Kelly Duane JohnsonRaymond James Financial Services, Inc.Morgan Stanley$2502-28-2013
Stacy Michele Danciu-KopachRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-16-2016
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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