Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Arthur PloegerSecurities America, Inc.ValMark Securities, Inc.04-15-2016
William Mckenzie MetcalfSecurities America, Inc.SWBC Investment Services, LLC09-28-2015
Robert Joseph BettermannSecurities America, Inc.St. Bernard Financial Services, Inc.09-20-2019
Douglas Anson HaleSecurities America, Inc.SII Investments, Inc.12-18-2017
Richard James HeubergerSecurities America, Inc.Sigma Financial Corporation$2507-18-2014
Ann Maria MoroccoSecurities America, Inc.Raymond James Financial Services, Inc.01-13-2017
Shawn Patrick CookSecurities America, Inc.Questar Capital Corporation02-14-2019
Robert James MillerSecurities America, Inc.Questar Capital Corporation02-01-2019
Charles Alexander Lutzow Jr.Securities America, Inc.Questar Capital Corporation$5001-02-2019
Aamir Moiz ChalisaSecurities America, Inc.ProEquities, Inc.04-12-2018
Robert Martin HerrmannSecurities America, Inc.Park Avenue Securities LLC$1007-15-2015
Holly J AlthofSecurities America, Inc.Northwestern Mutual Investment Services, LLC07-11-2014
Scott Ira LoochtanSecurities America, Inc.National Planning Corporation10-27-2017
James Kevin WilkinsSecurities America, Inc.National Planning Corporation$4510-23-2017
James David BlaydesSecurities America, Inc.National Planning Corporation10-23-2017
Jared Jonathan LesterSecurities America, Inc.National Planning Corporation10-23-2017
Joseph Patrick HavansekSecurities America, Inc.Mutual of Omaha Investor Services, Inc.07-15-2014
Gregory Jay BergSecurities America, Inc.Morgan Stanley & Co. LLC$5005-18-2009
Parthasarathy RajagopalanSecurities America, Inc.MML Investors Services, LLC$2503-13-2020
Barbara Kay KiddooSecurities America, Inc.Midwestern Securities Trading Company, LLC$5001-04-2016
Benn Lowell FeltheimerSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-14-2009
Stephen Ernest KutschatSecurities America, Inc.LPL Financial LLC$2405-08-2018
Andrew Douglass CarmanSecurities America, Inc.LPL Financial LLC04-27-2017
Lance Christian LudwigSecurities America, Inc.Investment Planners, Inc.07-27-2016
Jeffrey Ward NolanSecurities America, Inc.INVEST Financial Corporation11-16-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.