Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Bradley GummowStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$10010-25-2012
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Bruce Charles VossStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$25005-28-2009
Charles Edwyn Johnson IIStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$50005-28-2009
Charles Kirk ThompsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15003-23-2009
Charles Wesley MunroStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50001-18-2011
Christopher Daniel LarrabeeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-21-2009
Christopher J PattersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-18-2019
Craig Scott MorganStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-20-2009
Daniel G. RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Daniel Lee ReeceStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-26-2010
David Andrew KohlmeyerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-18-2009
David Jeffrey MorrisStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15008-26-2016
David Michael MindrupStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-13-2011
David Richard MillingStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-01-2014
Edmund Joseph SwainStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$50006-18-2014
Elizabeth Ann ReinkeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Eric P ConoverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$22909-12-2018
Gary Albert DurchholzStifel, Nicolaus & Company, IncorporatedAssist Investment Management Company, Inc.$50003-21-2012
Gary Lynn PhelpsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50011-08-2019
Gary Wayne HencyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15011-30-2016
Ginger Roberta DavisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-06-2017
Henry Michael EnnoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$11611-02-2017
Janice Anne ReillyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$14709-30-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.