Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel G. RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Tracey F. FranklinStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Zachary Joseph HarvethStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-31-2019
Matthew Benjamin WaldmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-04-2016
Patricia Ann StarkStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.06-18-2014
Roberta Ann KraemerStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC06-13-2014
Richard James RattermanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-23-2014
David Michael MindrupStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-13-2011
Renee A RaymondStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-27-2009
David Andrew KohlmeyerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-18-2009
Timothy Arnold SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-15-2009
Craig Scott MorganStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-20-2009
Elizabeth Ann ReinkeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
John PethokoukisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10008-22-2019
Christopher J PattersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-18-2019
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Zachary John BirkeyStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Ginger Roberta DavisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-06-2017
William Eldon Krueger Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-06-2016
Timothy DarraghStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$10002-25-2016
David Richard MillingStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-01-2014
John Eric SuessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-23-2014
Bradley GummowStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$10010-25-2012
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.