Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J MargolisTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-21-2014
Douglas A MeyerTD Ameritrade Investment Management, LLCEdward Jones04-07-2014
Lidija GjorgjievskaTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC08-18-2014
Christopher John McCarthyTD Ameritrade Investment Management, LLCInvestment Professionals, Inc.03-28-2016
David Michael HembergerTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2016
Dorian M GradyTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2016
Ryan Riley WestphalTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-27-2016
Brearin Levi Wolfe LandTD Ameritrade Investment Management, LLCIrvine Wealth Management11-03-2016
Todd A StecTD Ameritrade Investment Management, LLCPNC Investments12-01-2016
Shara S. VoulgarisTD Ameritrade Investment Management, LLCMML Investors Services, LLC12-21-2016
Maxwell Bauer BromleyTD Ameritrade Investment Management, LLCMidwestern Securities Trading Company, LLC01-13-2017
Vincent C. ArmandTD Ameritrade Investment Management, LLCFifth Third Securities, Inc.04-18-2017
Peter Timothy UihleinTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC06-02-2017
David Alan JosephTD Ameritrade Investment Management, LLCStrategic Advisers LLC08-15-2017
Jan GewontTD Ameritrade Investment Management, LLCDWS Distributors, Inc.09-26-2017
Gregory Joseph KylesTD Ameritrade Investment Management, LLCBroker Dealer Financial Services Corp.10-11-2017
Robert D. WilsonTD Ameritrade Investment Management, LLCStrategic Advisers LLC12-06-2017
Michael J MargolisTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2018
Mario Anthony SavoieTD Ameritrade Investment Management, LLCLPL Financial LLC04-18-2018
Chris BostetterTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC06-05-2018
Jeffrey Allen Lewis IITD Ameritrade Investment Management, LLCMcAdam LLC07-26-2018
Matthew William PalmereTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2018
Steven Robert SchroederTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC12-06-2018
Ryan Spencer AlexanderTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2018
James M. FoxTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.02-13-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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