Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan GerrardTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2019
John LopezTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC12-13-2018
Chad Christopher AltadonnaTIAA-CREF Individual & Institutional Services, LLCRaymond James Financial Services, Inc.11-26-2018
James M MyczekTIAA-CREF Individual & Institutional Services, LLCPNC Investments$15011-12-2018
Mark Robert DurrenbergerTIAA-CREF Individual & Institutional Services, LLCBalasa Dinverno Foltz LLC06-27-2018
Brandon Scott RotskyTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2018
Jesus Olmedo JrTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC04-12-2018
Brandon Lynn FrenchTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC11-29-2017
Andrew Earle BaxleyTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC10-24-2017
Valerie Ann RiveraTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2017
Marlo Anne ChambersTIAA-CREF Individual & Institutional Services, LLCCharles Schwab & Co., Inc.08-23-2017
Mary H GoeselTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2017
Herman TkachTIAA-CREF Individual & Institutional Services, LLCNadler Financial Group, Inc.01-20-2017
Susan Marie ClaywellTIAA-CREF Individual & Institutional Services, LLCStrategic Advisers LLC12-08-2016
Matthew Brian EllisTIAA-CREF Individual & Institutional Services, LLCTD Ameritrade Investment Management, LLC12-02-2016
Craig Alan HurleyTIAA-CREF Individual & Institutional Services, LLCCRT Capital Group LLC11-30-2016
William Thomas MarshallTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC08-24-2016
Justin S PalettTIAA-CREF Individual & Institutional Services, LLCE*TRADE Capital Management, LLC05-18-2016
Ian Ross ClarkTIAA-CREF Individual & Institutional Services, LLCVanguard Marketing Corporation03-02-2016
Patrick James OconnorTIAA-CREF Individual & Institutional Services, LLCSecurian Financial Services, Inc.02-08-2016
Jennifer M TontilloTIAA-CREF Individual & Institutional Services, LLCE*TRADE Capital Management, LLC01-28-2016
Brian R RapackiTIAA-CREF Individual & Institutional Services, LLCPNC Investments10-29-2015
Katelyn E DrakeTIAA-CREF Individual & Institutional Services, LLCPNC Investments10-27-2015
Stewart John BurchfieldTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC09-30-2015
Robert B DavisTIAA-CREF Individual & Institutional Services, LLCJ.P. Morgan Securities LLC$2509-11-2015
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.