Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Brian MooneyTriad Advisors LLCSequoia Wealth Management, LLC08-30-2019
Joseph Andrew LyonsTriad Advisors LLCSequoia Wealth Management, LLC$1,00008-30-2019
Eric Anthony MeskoTriad Advisors LLCSequoia Wealth Management, LLC08-30-2019
Misty D ParrilloTriad Advisors LLCLPL Financial LLC08-30-2019
Theodore K BuckleyTriad Advisors LLCSequoia Wealth Management, LLC08-30-2019
Andrew Robert AdamsTriad Advisors LLCWaddell & Reed09-28-2018
Thomas Heath ParkerTriad Advisors LLCResources Investment Advisors$14904-16-2018
Robert Kenneth JansonTriad Advisors LLCSecurian Financial Services, Inc.01-02-2018
Robert John MetcalfTriad Advisors LLCSecurian Financial Services, Inc.$3901-02-2018
Walter BrownTriad Advisors LLCAlera Investment Advisors, LLC01-02-2018
Kathleen Ann BeggerowTriad Advisors LLCPrincipal Securities, Inc.12-11-2017
Pamela Susan DavisTriad Advisors LLCSecurian Financial Services, Inc.11-06-2017
David Lee LevitzTriad Advisors LLCSecurian Financial Services, Inc.$6011-03-2017
Arthur Sheldon GoldTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
Joel William SchwartzTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
Robert Paul FriedmanTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
Brent Howard NovoselskyTriad Advisors LLCSecurian Financial Services, Inc.$5011-02-2017
Richard Scott LevitzTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
Gigi Jeanmarie VerreyTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
Mark Stuart TauberTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
Michael Louis ResnickTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
John Charles KwasigrochTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
Clay Peter HesselTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
Duane Everett StevensTriad Advisors LLCSecurian Financial Services, Inc.$2511-02-2017
Thomas Wesley WagnerTriad Advisors LLCSecurian Financial Services, Inc.11-02-2017
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.