Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Megan Dean RichterU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$103-04-2019
Michael J DeleonU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC01-29-2019
Ashley Leandra OttensU.S. Bancorp Investments, Inc.Thrivent Investment Management Inc.11-28-2018
Robert J. Atko Jr.U.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.$10010-25-2018
Inakshi Sunil SukhaniU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-03-2018
Kristian Phillip MalcontentoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$105-08-2018
Stefanie Ann ScarpU.S. Bancorp Investments, Inc.PNC Investments05-01-2018
Eric Neil BergU.S. Bancorp Investments, Inc.Park Avenue Securities LLC04-13-2017
Laura Christine GrabavoyU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.11-22-2016
Heather Lynn RistanovicU.S. Bancorp Investments, Inc.LPL Financial LLC$109-20-2016
Neslihan I SaracU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.09-07-2016
Charles Ross CampbellU.S. Bancorp Investments, Inc.Investment Professionals, Inc.$15008-11-2016
Alexandra Diana ShubinU.S. Bancorp Investments, Inc.Foresters Financial Services, Inc.07-26-2016
Mohamad J AtraU.S. Bancorp Investments, Inc.Comerica Securities02-02-2016
Adolfo A HerreraU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15010-27-2015
Amy Lynn BarnesU.S. Bancorp Investments, Inc.Edward Jones09-01-2015
Paul Austin SchuringU.S. Bancorp Investments, Inc.Associated Investment Services, Inc.$108-20-2015
Taskeen Naimat PaganyU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.$106-17-2015
Rodney M MontgomeryU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-07-2014
George Steve AlkhouryU.S. Bancorp Investments, Inc.LPL Financial LLC09-08-2014
Carleton Charles DukeU.S. Bancorp Investments, Inc.Citizens Securities, Inc.08-05-2014
Anna Huiping L LiU.S. Bancorp Investments, Inc.Citizens Securities, Inc.06-20-2014
Carla Ann ReillyU.S. Bancorp Investments, Inc.Citizens Securities, Inc.06-20-2014
Elia Michael GhanemU.S. Bancorp Investments, Inc.Citizens Securities, Inc.$2506-20-2014
Mark Daniel KinsellaU.S. Bancorp Investments, Inc.Citizens Securities, Inc.06-20-2014
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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