Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Richard KamholzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Rod Blake LoewenthalUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
William Knight Blanchard Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC04-07-2016
David Allan HirschUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15003-11-2016
James C KellyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-11-2016
Andrew P MclaughlinUBS Financial Services Inc.Plancorp, LLC$1,00003-07-2016
David Alan MelbyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2503-04-2016
Paul Gerard VandenheuvelUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$1,00002-16-2016
John Andrew CochraneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-16-2015
Christopher R MccormickUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Jeffrey Robert MosterUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Matthew Thomas NorwoodUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Marcia Betsy PayneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-19-2015
Paul R CoynerUBS Financial Services Inc.Morgan Stanley$5011-11-2015
Mark Christopher HutchinsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5011-03-2015
Laquanta N WhiteUBS Financial Services Inc.Charles Schwab & Co., Inc.10-13-2015
Jack S MullenUBS Financial Services Inc.Morgan Stanley07-10-2015
Michael Samuel GodlinUBS Financial Services Inc.Morgan Stanley01-02-2015
Michael Keith SmithUBS Financial Services Inc.Plexus Financial Services, LLC09-25-2014
Brian M RubinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$109-19-2014
David A RubinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2014
Taylor Elizabeth DepenalozaUBS Financial Services Inc.Nuveen Securities, LLC08-25-2014
Charles Patrick NewmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2014
James Ernest HackUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2014
Mark Eldridge CrowUBS Financial Services Inc.Wells Fargo Clearing Services, LLC12-10-2013
Next Page »

Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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