Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hugh BreslinUBS Financial Services Inc.Banc of America Investment Services, Inc.01-30-2009
Philip Charles Allen JrUBS Financial Services Inc.Banc of America Investment Services, Inc.01-30-2009
Ross Michael SiegelUBS Financial Services Inc.Citi Private Advisory, LLC$2506-19-2020
David Alan BoudreauUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
James Patrick OConnellUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Mary Elizabeth HermanUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Alexis Farzan SaedUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Jonathan Simpson TraubUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Frank F QuinnUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-13-2009
Ethan Daniel HafnerUBS Financial Services Inc.Citigroup Global Markets Inc.02-13-2009
Mark C HutchinsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$20411-03-2015
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
William Knight Blanchard JrUBS Financial Services Inc.Credit Suisse Securities (USA) LLC04-07-2016
David Allan HirschUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-11-2016
James C KellyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-11-2016
Paul Gerard VandenheuvelUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$1,00002-16-2016
John Andrew CochraneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-16-2015
Jeffrey Robert MosterUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Christopher R MccormickUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Matthew NorwoodUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Marcia Betsy PayneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-19-2015
Mark Christopher HutchinsonUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5011-03-2015
Anup C ParasuUBS Financial Services Inc.Equitable Advisors, LLC07-11-2017
Michael Peter SabatiniUBS Financial Services Inc.Equitable Advisors, LLC08-25-2016
Komalpreet KaurUBS Financial Services Inc.Fidelity Brokerage Services LLC10-29-2019
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.